无船承运业务办事指南(2015年01版)
 
发布单位:交通运输部    发布时间:2015-06-24 16:46:00
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<p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 15pt; font-weight: bold">无船承运业务办事指南(</span><span style="font-family: '宋体'; font-size: 15pt; font-weight: bold">2015<font face="宋体">年</font><font face="Times New Roman">01</font><font face="宋体">版)</font></span></p>
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            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">第一部份:使用说明</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">一、本《办事指南》是为了方便办理无船承运业务行政许可事项的申请人而编写的指南性文件,内容与相关法律法规原则一致。如申请人认为本《办事指南》内容与有关法律法规不一致时,以法律法规的相关规定为准。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">二、我厅将根据交通运输部的有关通知要求对本《办事指南》随时更新。申请人可在“广东省水运信息网”(网址:</span><span><a href="http://121.33.200.100:8080/Home/HomePage"><span class="15" style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 9pt; text-decoration: none">http://121.33.200.100:8080/Home/HomePage</span></a></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">)的“</span><span><a href="http://121.33.200.100:8080/Home/ActionFile"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">无船承运办事指南</span></a></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">”栏目查看最新版本。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">三、申请人应保证其提交文件、证件的真实性、有效性和合法性。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">四、&nbsp;提交的申请文件、证件或文件及证件的复印件应当字迹工整,清晰可辨,不得涂改。公司负责人签名应在签名旁用印刷体注明签名人姓名和职务。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">五、申请文件发送地址:&nbsp;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">广东省交通运输</span><span style="font-family: '宋体'; color: rgb(0,0,0); font-size: 12pt">厅,电话:</span><span style="font-family: 'Times New Roman'; color: rgb(0,0,0); font-size: 12pt">020</span><span style="font-family: '宋体'; color: rgb(0,0,0); font-size: 12pt">-</span><span style="font-family: 'Times New Roman'; color: rgb(0,0,0); font-size: 12pt">8373056</span><span style="font-family: '宋体'; color: rgb(0,0,0); font-size: 12pt">3<font face="宋体">,地址:广州市越秀区白云路</font><font face="Times New Roman">27</font><font face="宋体">号广东交通大厦</font><font face="Times New Roman">20</font><font face="宋体">楼</font><font face="Times New Roman">2013</font><font face="宋体">房,传真:</font><font face="Times New Roman">020-83881533</font><font face="宋体">,邮编:</font><font face="Times New Roman">510101</font><font face="宋体">,快递收件人:水运处(无船承运业务)。</font></span></p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">第二部份:办理依据</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">一、《中华人民共和国国际海运条例》;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 6pt; margin-bottom: 0pt; margin-left: 16.485pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">二、《中华人民共和国国际海运条例实施细则》;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 6pt; margin-bottom: 0pt; margin-left: 16.485pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">三、《外商投资国际海运业管理规定》;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 6pt; margin-bottom: 0pt; margin-left: 16.485pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">四、关于公布无船承运业务经营者运价备案实施办法的公告。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">第三部份:办理无船承运业务需提交的材料</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 28pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt">一</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">、无船承运人经营资格登记</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">申请办理《无船承运业务经营资格登记证》,请分别按中国境内企业、中国境外企业、中国境内分支机构、中国境内筹建企业提交以下材料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(一)中国境内企业申请经营无船承运业务(提交材料:一式两套):</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、无船承运业务申请书</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">1</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、可行性分析报告</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">211</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、企业法人营业执照</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">3</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">4<font face="宋体">、提单格式样本</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">4</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">5<font face="宋体">、保证金证明文件</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">5</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">-3<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(二)中国境外企业申请经营无船承运业务(提交资料:一式两套):</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、无船承运业务申请书;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、可行性分析报告;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、企业商业登记文件;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">4<font face="宋体">、提单格式样本;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">5<font face="宋体">、保证金证明文件【注:</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">根据海运条例实施细则第十二条的规定,美国的无船承运业务经营者如仅从事中美港口间的无船承运业</span><span style="font-family: '宋体'; font-size: 12pt">务,已提交给美国联邦海事委员会(<font face="Calibri">FMC</font><font face="宋体">)</font><font face="Calibri">12.5</font><font face="宋体">万美金</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">,在中国境内可免交保证金。但要提供以下材料:</span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">①</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">美国<font face="Calibri">FMC</font><font face="宋体">出具的无船承运人证明;</font></span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">②</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">作为<font face="Calibri">NVOCC</font><font face="宋体">交纳</font><font face="Calibri">7.5</font><font face="宋体">万美金保证金的证明(</font><font face="Calibri">FMC&nbsp;OTI&nbsp;BOND</font><font face="宋体">);</font></span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">③</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">为中美贸易补交</span><span style="font-family: '宋体'; font-size: 12pt">5<font face="宋体">万美金保</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">证金的证明(<font face="Calibri">OPTIONAL&nbsp;RIDER&nbsp;FOR&nbsp;ADDITIONAL&nbsp;NVOCC&nbsp;FINANCIAL&nbsp;RESPONSIBILITY</font><font face="宋体">)】;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">6<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">委托联络机构有关资料<font face="Times New Roman">(</font></span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">①</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">联络机构说明书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">6</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">②</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">委托书副本</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">6</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">1</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">2<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">③</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">委托人与联络机构的协议副本</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">6</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">1</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">3<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">④</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">联络机构的企业法人营业执照。联络机构为该外国企业在中国境内的外商投资企业或者常驻代表机构的,不须提供上述<font face="Times New Roman">6.</font></span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">②</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">、<font face="Times New Roman">6.</font></span><span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">③</span></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">资料。<font face="Times New Roman">)</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(三)中国境内分支机构申请经营无船承运业务(提交材料:一式两套):</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、无船承运业务申请书;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、母公司的企业法人营业执照</font><font face="Times New Roman">(</font><font face="宋体">影印本加盖印章</font><font face="Times New Roman">)</font><font face="宋体">;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、母公司的《无船承运业务经营资格登记证》</font><font face="Times New Roman">(</font><font face="宋体">影印本加盖印章</font><font face="Times New Roman">)</font><font face="宋体">;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">4<font face="宋体">、母公司确认函</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">8</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">5<font face="宋体">、保证金证明文件;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(四)中国境内筹建企业经营无船承运业务(提交材料:一式两套):</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1.<font face="宋体">申请书;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2.<font face="宋体">企业名称预核准通知书;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3.<font face="宋体">负责人简历;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">4.<font face="宋体">投资人身份证明复印件或者投资方商业登记文件复印件;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">5.<font face="宋体">可行性分析报告。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">经申请筹建、交通运输部审核通过后,申请人持交通运输部批复的无船承运业务经营资格登记通知书到工商登记机关办理企业登记,并按照本指南“无船承运人经营资格登记”(一)、(三)相关要求办理申请。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 27.44pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">二</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt">、</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">无船承运业务经营资格登记证延期</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(提交材料:一式一套)</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">申请《无船承运业务经营资格登记证》延期,请提交以下材料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(一)</span><span style="font-family: '宋体'; font-size: 12pt">无船承运业务延期申请书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">2<font face="宋体">)</font></span><span style="font-family: '宋体'; font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(二)企业法人营业执照:如申请人为国内公司,请提供包含“无船承运业务”内容的营业执照(正副本均可)的复印件,如营业执照尚未加入“无船承运”业务,请作相关情况说明;如申请人为境外公司,请提供公司商业登记证明的复印件(无须公证)。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(三)原《无船承运业务经营资格登记证》正副本原件。如遗失,请在《中国水运报》、《中国交通报》、《航务周刊》、《航运交易公报》或中华航运网之一作出遗失声明,并请提供已在上述媒体做出声明的证明材料。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(四)已签发提单<font face="Times New Roman">10</font><font face="宋体">份(正本复印件,近</font><font face="Times New Roman">3-5</font><font face="宋体">年签发均可)。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(五)运价备案证明</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">9</font></span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">)</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(六)已续保保证金证明文件:<font face="Times New Roman">1</font></span><span style="font-family: '宋体'; font-size: 12pt">.</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">&nbsp;保证金责任保险合同或保险缴</span><span style="font-family: '宋体'; font-size: 12pt">费发票(影印本加盖印章);<font face="Times New Roman">2.</font><font face="宋体">无船承运业务经者保证金保函正本;</font><font face="Times New Roman">3.</font><font face="宋体">采用保证金交存银行方式的申请人不须提交本款资料。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt">(七)公司联系方式,包括公司联系人姓名、办公电话、手机,公司地址、邮编(上述资料可在延期申请书第一页左下角列印,不需另行制作)。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 27.44pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">三、无船承运业务变更</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(提交材料:一式一套)</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(一)无船承运业务经营者变更名称须提交以下材料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、无船承运业务经营者变更申请书</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">3<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、如无船承运业务经营者为在中国注册的企业法人,须提交以下文件:</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">①如中文名称变更,提交工商管理部门出具的《名称变更核准通知书》复印件或原名称和新名称的营业执照复印件(须含无船承运业务内容);</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">②</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">如英文名称变更,且因英文名称变更发生提单抬头变更,须提交旧版及新版提单样本和营业执照正本复印件(须含无船承运业务内容);</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">③</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">原《无船承运业务经营资格登记证》正副本原件;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">④</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">公司联系方式,包括联系人、联系电话及联系地址等信息;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、如无船承运业务经营者为在境外注册的企业法人,须提交以下文件:</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">①</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">如英文名称变更,须提交企业注册国有关部门出具的名称变更证明文件(须经当地公证机构公证);如仅中文名称变更,无须提交证明文件,仅在《无船承运业务经营者名称变更申请表》相应栏目做出说明即可;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">②</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">如因中、英文名称变更发生提单抬头变更,须提交旧版及新版提单样本;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">③</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">原《无船承运业务经营资格登记证》正副本原件;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">④</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">公司联系方式,包括联系人、联系电话及联系地址等信息。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(二)无船承运业务经营者变更备案提单版本须提交以下材料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、无船承运业务经营者变更申请书</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">3<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;<font face="Times New Roman">(</font><font face="宋体">规定格式的电子表格,请在本指南的左下角下载</font><font face="Times New Roman">)</font><font face="宋体">;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、旧版及新版提单样本;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、公司联系方式,包括联系人、联系电话及联系地址等信息。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 27.44pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">四、终止无船承运业务经营资格</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(提交材料:一式一套)</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">终止无船承运业务并退保证金申请须提交以下材料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 12pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(一)终止无船承运业务并退保证金申请书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">4<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、申请书中应明确你公司今后不再从事无船承运业务,并不再签发包括备案提单在内的任何提单;如办理分公司经营资格终止手续,申请书需由总公司法人代表签字并加盖总公司公章。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、申请书中还须明确无船承运保证金退款账号信息:</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">如境内公司无船承运业务经营者退款,须提供该公司账号。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">如境外无船承运业务经营者退款,除须在申请书中明确境内一家机构(公司、代表处)的账号作为退款账号外,还须就使用境内机构账号作为退款账号事项另外附上由该境外无船承运业务经营者与该境内机构所达成使用账号退保证金事项的协议,并由该两家机构的法人代表(负责人)签字(如无船承运业务经营者为境外机构,须用印刷体标注签字人姓名、职务),并加盖该两家机构公章;并请附接收退款的境内机构的工商登记证明复印件。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、申请书落款处应有无船承运业务经营者的法人代表签字(境外无船承运业务经营者法人代表或负责人签字处须有印刷体标注签字人姓名、职务,并附上该签字人为法人代表或负责人的法律证明文件,例如香港公司须附周年报表复印件)以及公司盖章。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(二)申请人的《无船承运业务经营资格登记证》正副本原件。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(三)如申请人为境内公司,须附税务局开具的你公司已缴销无船承运业务专用发票(《国际海运业运输专用发票》)证明(如未领取,亦请税务局出具证明或提供你公司《发票购领簿》发票购领记录页的复印件)。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(四)如申请人为境内公司,须附已注销无船承运业务</span><span style="font-family: '宋体'; font-size: 12pt">内容(包括集装箱拼箱)的营业执照复印件。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(五)如申请人名称已发生变更,须提供申请人名称变更核准通知书原件(境外公司应为相应证明文件),或经公证的名称核准通知书复印件。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(六)公司的联系方式,包括联系人、联系电话、传真等信息。如为境外无船承运业务经营者终止业务,须提供</span><span style="font-family: '宋体'; font-size: 12pt">上述</span><span style="font-family: 'Times New Roman'; font-size: 12pt">(</span><span style="font-family: '宋体'; font-size: 12pt">一<font face="Times New Roman">)2</font><font face="宋体">所指的境内机构的联</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">系方式。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">交通运输部水运局将在收到上述齐备有效材料后启动公示(见交通运输部政府网站的“无船承运业务保证金退款公示”文件),公示期为<font face="Times New Roman">30</font><font face="宋体">天,待公示期满,如无《海运条例实施细则》第</font><font face="Times New Roman">19</font><font face="宋体">条第</font><font face="Times New Roman">1</font><font face="宋体">款的情况,水运局将通知有关部门将保证金退至公司指定账户。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 28pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">五、证书遗失补办</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(提交材料:一式一套)</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">《无船承运业务经营资格登记证》遗失补办须提交以下文件:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(一)补办登记证申请书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">5<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,申请中明确公司遗失的证书情况(何种证书遗失,是正本还是副本),并提出申请补办。申请须由公司法人代表签字,并加盖公司公章。如为境外公司,申请书签字人应注明职务及印刷体姓名,并提供身份证明文件复印件,申请应由境内联络机构发函转报。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(二)请在交通部指定媒体《中国水运报》、《中国交通报》、《中国航务周刊》、《航运交易公报》或中华航运网作出有关证书遗失的声明,并提交由该媒体出具的已做声明的证明文件。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(三)公司遗失的证书的复印件(如不能提供,请说明);</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(四)公司的联系方式,包括联系人、联系电话、传真等信息。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 28pt; margin-bottom: 0pt"><a name="_Toc349830974"></a><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">六、现有无船承运人以投保或保函方式继续从事无船承运业务(提交材料:一式一套)</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt">以</span><span style="font-family: '宋体'; font-size: 12pt">保证金缴存银行方式的无船承运人,如选择以投保或银行保函方式继续从事无船承运业务的,可申请退回已缴保证金</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">,但应先行办理投保或保函手续。并提交以下申请资料:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">一、保证金退款申请书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">11</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">6<font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">二、无船承运业务经营者保证金责任保险证明或无船承运业务经者保证金保函正本;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">三、《无船承运业务经营资格登记证》原件(正、副本);</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">交通运输部在收到上述材料后,对该无船承运人保证金退回申请事项进行公示,公示期为<font face="Times New Roman">30</font><font face="宋体">天。公示期内未出现《实施细则》第二十条第二款规定事项的,交通运输部通知无船承运人保证金专户所在银行办理保证金退还手续,并为无船承运人重新办理《无船承运业务经营资格登记证》。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt">&nbsp;</p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; text-indent: 27.44pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">第四部分:办理程序</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">申请者在广东省水运信息网(网址:</span><span><a href="http://121.33.200.100:8080/Home/HomePage"><span class="15" style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 9pt; text-decoration: none">http://121.33.200.100:8080/Home/HomePage</span></a></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">)上填报申请书相关信息及上载相关申请材料<font face="Times New Roman">---</font><font face="宋体">提交</font><font face="Times New Roman">---</font><font face="宋体">同时将申请材料快件寄送广东省交通运输厅</font><font face="Times New Roman">----</font><font face="宋体">广东省交通运输厅收到完整有效申请材料后正式受理,在受理后加具意见并转报交通运输部</font><font face="Times New Roman">---</font><font face="宋体">交通运输部收到完整有效申请材料后审核、签发《无船承运业务经营资格登记证》,并在相关专业网站或专业刊物公告申请者名单</font><font face="Times New Roman">----</font><font face="宋体">申请者凭交通运输部《无船承运业务经营资格登记证》到工商部门办理经营范围变更手续。</font></span></p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; text-indent: 27.44pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">第五部份:备注说明</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 28pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 14pt; font-weight: bold">一、提交材料的相关说明</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">部份申请文件请参考本指南提供的样本,但因应不同申请人内容有所不同。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">1、</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">无船承运业务申请书(样本<font face="Times New Roman">111</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:规定格式,请用本地址下载:</span><span><a href="http://121.33.200.100:8080/Home/TableFile"><span class="15" style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; text-decoration: none">http://121.33.200.100:8080/Home/TableFile</span></a>。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;</span><span style="font-family: '宋体'; font-size: 12pt">2<font face="宋体">、</font></span><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">无船承运业务延期申请书</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">112</font><font face="宋体">)</font></span><span style="font-family: '宋体'; font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,申请需明确由于《无船承运业务经营资</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">格登记证》(即将)到期,希望继续经营无船承运业务,特申请延期,并请对《无船承运业务经营资格登记证》有效期</span><span style="font-family: '宋体'; font-size: 12pt">(近<font face="Times New Roman">3-5</font><font face="宋体">年)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">内业务经营情况做出说明,内容包括承揽的货量、运费收入、经营中遇到的困难等。如办理分公司《无船承运业务经营资格登记证》延期手续,申请书需由总公司法人代表签字并加盖总公司公章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">无船承运业务经营者变更申请书(样本<font face="Times New Roman">113</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:规定格式,请用本地址下载:<font face="Times New Roman">http://121.33.200.100:8080/Home/TableFile</font><font face="宋体">。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">4<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">终止无船承运业务并退保证金申请书(样本<font face="Calibri">114</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Calibri">A4</font><font face="宋体">纸制作。①</font></span><span style="font-family: '宋体'; font-size: 12pt">申请书中应明确你公司今后不再从事无船承运业务,并不再签发包括备案提单在内的任何提单;如办理分支机构(或分公司)经营资格终止手续,还应由总公司(或母公司)提供书面确认,由总公司(或母公司)法人代表签字并加盖总公司公章。②申请书中还须明确无船承运保证金(或保险)退款帐号信息。如境内公司无船承运业务经营者退款,须提供该公司帐号。如境外无船承运业务经营者退款,除须在申请书中明确境内一家机构(公司、代表处)的帐号作为退款帐号外,还须就使用境内机构帐号作为退款帐号事项另外附上由该境外无船承运业务经营者与该境内机构所达成使用帐号退保证金事项的协议,并由该两家机构的法人代表(负责人)签字(如无船承运业务经营者为境外机构,须用印刷体标注签字人姓名、职务),并加盖该两家机构公章;并请附接收退款的境内机构的工商登记证明复印件。③申请书落款处应有无船承运业务经营者的法人代表签字(境外无船承运业务经营者法人代表或负责人签字处须有印刷体标注签字人姓名、职务,并附上该签字人为法人代表或负责人的法律证明文件,例如香港公司须附周年报表复印件)以及公司盖章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">5<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">补办登记证书申请书(样本<font face="Times New Roman">115</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,申请中明确公司遗失的证书情况(何种证书遗失,是正本还是副本),并提出申请补办。申请须由公司法人代表签字,并加盖公司公章。如为境外公司,申请书签字人应注明职务及印刷体姓名,并提供身份证明文件复印件,申请应由境内联络机构发函转报。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">6<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">保证金退款申请书(样本<font face="Times New Roman">116</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,申请应注明本公司退款账号,由公司法人代表签字并加盖公章。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">7<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">可行性分析报告(样本<font face="Times New Roman">211</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,主要内容包括公司简介、无船承运主要业务来源、效益分析、结论等内容,简要、能说明情况即可。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">8<font face="宋体">、企业法人营业执照(样本</font><font face="Times New Roman">311</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:影印本(正副本均可)加盖公司印章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">9<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">企业商业登记文件(样本<font face="Times New Roman">312</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:</span><span style="font-family: '宋体'; font-size: 12pt">需对企业商业登记文件在当地中国大使馆进行公证。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">10<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">联络机构的企业法人营业执照(样本<font face="Times New Roman">311</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:影印本(正副本均可)加盖公司印章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">11<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">母公司的企业法人营业执照(样本<font face="Times New Roman">311</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:影印本(正副本均可)加盖公司印章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt">12、</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">提单格式样本(样本<font face="Times New Roman">411</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:</span><span style="font-family: '宋体'; font-size: 12pt">正面、背面条款要清色可辨。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">13<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">保证金证明文件(样本<font face="Times New Roman">511-3</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:以下三种形式之一:①</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">保证金</span><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">已交存的银行凭证复印件</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">511</font><font face="宋体">)</font></span><span style="font-family: '宋体'; font-size: 12pt">(金额为<font face="Times New Roman">80</font><font face="宋体">万元人民币,分支机构为</font><font face="Times New Roman">20</font><font face="宋体">万元人民币);或②</font></span><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">无船承运业务经营者保证金责任保险</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">512</font><font face="宋体">)</font></span><span style="font-family: '宋体'; font-size: 12pt">:请提交保险机构签发的《无船承运业务经营者保证金责任保险承保确认书》和《保险费暂收据》第三联;或③</span><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">无船承运业务经者保证金保函</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">(样本<font face="Times New Roman">513</font><font face="宋体">)</font></span><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">:</span><span style="font-family: '宋体'; font-size: 12pt">担保机构签发,载</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">明担保金额、有效时间、担保责任条款等。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">14<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">联络机构说明书(样本<font face="Times New Roman">611</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:规定格式,请用本地址下载:</span><a href="./W020151113311941966393.doc" OLDSRC="W020151113311941966393.doc">http://121.33.200.100:8080/Home/TableFile。</a></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">15<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">委托书副本或复印件(样本<font face="Times New Roman">612</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:要载明外国企业委托联络机构办理无船承运业务申请事项。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">16<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">委托人与联络机构的协议副本(样本<font face="Times New Roman">613</font><font face="宋体">)</font><font face="Times New Roman">:</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">&nbsp;要载明委托人与联络机构就委托事项的权利和义务。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">17<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">母公司的《无船承运业务经营资格登记证》(样本<font face="Times New Roman">711</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:(正副本均可)加盖公司印章。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">18<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">母公司确认函(样本<font face="Times New Roman">811</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:自行用<font face="Times New Roman">A4</font><font face="宋体">纸制作,母公司确认同意该分支机构开展无船承运业务及同意使用母公司无船承运提单的确认文件。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">19<font face="宋体">、</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">运价备案证明(样本<font face="Times New Roman">911</font><font face="宋体">)</font></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">:已履行无船承运人运价备案手续的证明(上海航交所受理运价备案的回执)。关于无船承运人运价备案的有关问题,请查阅《关于公布无船承运业务经营者运价备案实施办法的公告》(中华人民共和国交通运输部公告&nbsp;<font face="Times New Roman">2010</font><font face="宋体">年第</font><font face="Times New Roman">40</font><font face="宋体">号)。交通运输部指定上海航运交易所为运价备案受理机构,上海航运交易所网址:</font></span><span><a href="http://www.sse.net.cn/"><span class="15" style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; text-decoration: none">http://www.sse.net.cn/</span></a></span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">。</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">20<font face="宋体">、其他:其他需要附加文件,另行说明。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt; font-weight: bold">二、缴存保证金帐户</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">申请者缴存保证金时</span><span style="font-family: 'Times New Roman'; color: rgb(51,51,51); font-size: 12pt">,&nbsp;</span><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">应在银行汇款凭证上注明“无船承运业务保证金”,如汇款人与申请人名称不一致的,须注明申请人;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">保证金专门账户开户行:招商银行北京分行长安街支行;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">保证金专门账户名称:</span><span style="font-family: '宋体'; font-size: 12pt">交通运输部财务审计司;</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt">保证金专户账号:<font face="Times New Roman">86</font></span><span style="font-family: 'Times New Roman'; font-size: 12pt">058</span><span style="font-family: '宋体'; font-size: 12pt">1039310001<font face="宋体">;保证金查询电话:(</font></span><span style="font-family: 'Times New Roman'; font-size: 12pt">010</span><span style="font-family: '宋体'; font-size: 12pt">)</span><span style="font-family: 'Times New Roman'; font-size: 12pt">652920</span><span style="font-family: '宋体'; font-size: 12pt">10<font face="宋体">。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; font-size: 12pt; font-weight: bold">三、保险、担保机构条件</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(一)保险机构条件:承办无船承运业务经营者保证金责任保险机构须符合以下条件:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、注册在中华人民共和国境内;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、经中国保险业监督管理委员会认可;</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">3<font face="宋体">、保险产品经中国保险业监督管理委员会备案后,向交通运输部备案。</font></span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">(二)担保机构条件:承办无船承运业务经营者保证金保函的担保机构须符合以下条件:</span></p>
            <p class="p0" style="text-align: left; line-height: 20pt; margin-top: 0pt; text-indent: 24pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">1<font face="宋体">、注册在中华人民共和国境内;</font></span></p>
            <p class="p0" style="margin-top: 0pt; margin-bottom: 0pt"><span style="font-family: '宋体'; color: rgb(51,51,51); font-size: 12pt">2<font face="宋体">、经中国银行业监督管理委员会认可从事相关担保业务。</font></span></p>
            <p class="p0" style="text-align: center; line-height: 20pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>
            </td>
        </tr>
    </tbody>
</table>
</span></p>
</div></div>
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